associated person

City law bars public servants from using their position to obtain “any financial gain, contract, license, privilege or other private or personal advantage, direct or indirect” for themselves or an associated person, including a sibling.

The law bars public servants from using their position to obtain “any financial gain, contract, license, privilege or other private or personal advantage, direct or indirect” for themselves or an associated person, including a sibling.

The company produced a composite sketch of an associated person of interest based on DNA trait portraits and allowed Cedar Rapids Police to release the image on May 16, 2017.

In the domestic violence case, Bannon was charged with trying to prevent or dissuade the victim or a witness of a crime from reporting it; inflicting injury on a cohabitant or other closely associated person; and battery, according to court records in Southern California, where Bannon lived at the time.

A member or an associated person must have a reasonable basis to believe that a recommended transaction or investment strategy involving a security or securities is suitable for the customer, based on the information obtained through the reasonable diligence of the member or associated person to ascertain the customer’s investment profile.